Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Marie Taylor is a financial advisor with Fidelity Brokerage Services LLC. Catherine has been in the financial industry since June 14, 2004. Catherine is registered in 53 states and is a Series 7TO, SIE and Series 6 licensed advisor. Catherine is a registered representative of Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
07/15/2016 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
10/10/2012 - 07/28/2014
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
01/01/2008 - 10/28/2010
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
MA
07/17/2000 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)
BC
Issued 07/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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