Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Marie Short is an investment advisor representative with Prudential Annuities Distributors, Inc. Catherine has been in the financial services industry since 1994 and has been registered with Prudential Annuities Distributors, Inc. since 1996. Catherine is licensed to sell securities in California, Florida, New York, and South Dakota. She holds Series 6, Series 63, and Series 65 licenses. She is a registered representative of the firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
11/26/1996 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
NY
08/19/1994 - 09/10/1996
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
IA
Issued 01/30/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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