Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Marie Poe is a financial advisor at Stifel Independent Advisors, LLC. Catherine has been in the industry since 2006. Catherine has experience working for several financial institutions including Wells Fargo Advisors, LLC and Stifel, Nicolaus & Company, Inc. Catherine is licensed with Series 7 and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
10/20/2015 - Present
Stifel Independent Advisors, LLC (ST. LOUIS MO)
NY
10/20/2015 - 08/01/2023
MILLER BUCKFIRE & CO., LLC (NEW YORK NY)
MO
06/02/2015 - 06/22/2015
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
MO
10/17/2013 - 05/18/2015
KEEFE, BRUYETTE & WOODS, INC. (ST. LOUIS MO)
NY
07/11/2013 - 05/18/2015
MILLER BUCKFIRE & CO., LLC (NEW YORK NY)
MO
01/13/2012 - 05/18/2015
CENTURY SECURITIES ASSOCIATES, INC. (ST. LOUIS MO)
MO
02/20/2009 - 05/18/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
01/01/2008 - 02/17/2009
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
09/27/2006 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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