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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Ellis is a financial advisor at Captrust. Catherine has over 10 years of experience in the financial services industry. Catherine is registered with the state of Texas as an Investment Advisor Representative. Catherine also holds the Series 7, Series 6, Series 63, and SIE licenses. Catherine specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and institutions. Catherine is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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TX
11/09/2020 - Present
Captrust (Georgetown TX)
NC
10/07/2019 - 08/23/2024
CAPFINANCIAL SECURITIES, LLC. (RALEIGH NC)
MO
10/21/2010 - 08/16/2019
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
KS
03/08/2006 - 10/05/2006
FIRST INVESTORS CORPORATION (OVERLAND PARK KS)
IA
Issued 11/09/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/29/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/20/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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