Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Johnston is a registered representative with Foreside Fund Services, LLC. Catherine has been in the securities industry since January 30, 2008. Catherine is licensed to sell securities in New York. She is also licensed to trade futures contracts and commodities. Catherine has a Series 7, Series 31, and Series 63 license. Catherine is also a registered representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
10/13/2016 - Present
Foreside Fund Services, LLC (Kingston NY)
NY
05/24/2007 - 02/04/2016
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
BC
Issued 08/02/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 05/23/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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