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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Lynne Heath is an investment advisor representative with Ameriprise Financial Services, LLC. Catherine has been in the industry since 2000 and has been registered with Ameriprise since 2014. Previously, Catherine worked with ALLSTATE FINANCIAL SERVICES, LLC, LPL FINANCIAL CORPORATION, WELLS FARGO ADVISORS, LLC, WM FINANCIAL SERVICES, INC., WM FUNDS DISTRIBUTOR, INC., and FRANKLIN/TEMPLETON DISTRIBUTORS, INC. Catherine is licensed to sell securities in Arizona, California, Colorado, Florida, Georgia, Idaho, Illinois, Minnesota, Montana, Nevada, Oregon, and Virginia. Catherine is a Certified Financial Planner and holds Series 6, 7, 24, 26, 63, and 65 licenses. Catherine specializes in asset allocation services, financial planning, pension consulting, educational seminars, portfolio management for businesses, and portfolio management for individuals. Catherine has experience working with various client types, including individuals, high-net-worth individuals, trusts, estates, insurance companies, charitable organizations, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
01/20/2014 - Present
Ameriprise Financial Services, LLC (FOLSOM CA)
CA
03/14/2012 - 01/13/2014
ALLSTATE FINANCIAL SERVICES, LLC (FOLSOM CA)
CA
02/04/2010 - 09/20/2010
LPL FINANCIAL CORPORATION (SACRAMENTO CA)
CA
10/31/2007 - 09/09/2009
WELLS FARGO ADVISORS, LLC (SACRAMENTO CA)
CA
05/10/2004 - 02/01/2007
WM FINANCIAL SERVICES, INC. (ROSEVILLE CA)
IA
03/12/2002 - 05/05/2004
WM FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
CA
11/15/1999 - 02/14/2002
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
CA
07/29/1997 - 09/21/1999
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
IA
Issued 01/20/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/05/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2006
Series 24 - General Securities Principal Examination
BC
Issued 07/26/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2006
Series 7 - General Securities Representative Examination
BC
Issued 07/28/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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