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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Lynne Harstick is a financial advisor with Valic Financial Advisors, Inc. Catherine has been in the financial services industry for over 25 years and holds several licenses and certifications, including the Series 7, 6, 63, 65, and 66, as well as the SIE, and is a Certified Financial Planner. Prior to joining Valic, Catherine worked at Citigroup Global Markets Inc., MissionSquare Investment Services, TIAA-CREF, and UBS PaineWebber. Catherine has a strong track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MO
12/12/2024 - Present
Valic Financial Advisors, Inc. (ST. LOUIS MO)
DC
06/15/2023 - 04/19/2024
MISSIONSQUARE INVESTMENT SERVICES (WASHINGTON DC)
MO
02/07/2023 - 06/13/2023
CITIGROUP GLOBAL MARKETS INC. (O'Fallon MO)
MO
09/24/2014 - 10/14/2022
VALIC FINANCIAL ADVISORS, INC. (ST. LOUIS MO)
IA
07/19/2013 - 09/23/2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (AMES IA)
KS
07/20/2009 - 07/18/2013
VALIC FINANCIAL ADVISORS, INC. (OVERLAND PARK KS)
IA
09/04/2008 - 07/14/2009
U.S. BANCORP INVESTMENTS, INC. (DES MOINES IA)
OH
11/26/2002 - 05/28/2004
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
NY
11/28/2001 - 11/06/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
08/04/1998 - 10/04/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NC
12/18/1997 - 05/07/1998
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 09/23/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/20/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2014
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/30/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2008
Series 7 - General Securities Representative Examination
BC
Issued 12/15/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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