Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Lynn Roder is a financial professional with a background in investment banking and municipal securities. Catherine has been in the industry since August 2019 and is registered with the Financial Industry Regulatory Authority (FINRA) and the State of Pennsylvania. Catherine is currently employed by PNC Capital Markets LLC and is licensed in 52 states. Her areas of expertise include Series 79TO (Investment Banking Registered Representative Examination), Series 52TO (Municipal Securities Representative Examination), and Series 63 (Uniform Securities Agent State Law Examination).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
08/30/2019 - Present
PNC Capital Markets LLC (PHILADELPHIA PA)
BC
Issued 09/04/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/30/2019
Series 52TO - Municipal Securities Representative Examination
BC
Issued 08/19/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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