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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Louise Lathrop cummings is an investment advisor representative at Edward Jones with over 25 years of experience in the financial services industry. Catherine holds Series 7, 31, and 63 securities licenses as well as the SIE exam. She is registered to offer investment advice in 16 states and has a branch office in Redding, CA. Catherine's previous experience includes working with Wells Fargo Clearing Services, LLC and A. G. Edwards & Sons, Inc.. Catherine specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
03/07/2022 - Present
Edward Jones (REDDING CA)
CA
01/01/2008 - 03/10/2022
WELLS FARGO CLEARING SERVICES, LLC (REDDING CA)
CA
10/15/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (REDDING CA)
MO
12/03/1996 - 10/16/2001
EDWARD JONES (ST. LOUIS MO)
BC
Issued 12/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 12/02/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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