linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Catherine Lisa Johnson-humphrey-bennett

Blackrock Investments, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Catherine? Claim Your Profile

About Catherine Lisa Johnson-humphrey-bennett

Catherine Johnson-humphrey-bennett is a financial professional with over 20 years of experience in the industry. Catherine has held positions with a variety of firms, including Vanguard Marketing Corporation, PFPC Distributors, Inc., MetLife Securities Inc., and Metropolitan Life Insurance Company. Catherine is currently registered with Blackrock Investments, LLC.

Firm Information

Catherine Johnson-humphrey-bennett is currently registered with Blackrock Investments, LLC. Blackrock Investments, LLC is a Limited Liability Company formed on October 21, 1994. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Blackrock Investments has been involved in one regulatory event and one arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Catherine Johnson-humphrey-bennett’s Registration & Firm History

NJ

12/12/2022 - Present

Blackrock Investments, LLC (PRINCETON NJ)

PA

07/09/2019 - 10/03/2022

VANGUARD MARKETING CORPORATION (MALVERN PA)

ME

05/14/2003 - 09/24/2003

PFPC DISTRIBUTORS, INC. (PORTLAND ME)

MA

01/13/2000 - 06/27/2001

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

01/13/2000 - 06/27/2001

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

Not sure if Catherine Lisa Johnson-humphrey-bennett is right for you?

Licenses & Designations

BC

Issued 08/14/2019

Series 24 - General Securities Principal Examination

BC

Issued 07/09/2019

SIE - Securities Industry Essentials Examination

BC

Issued 06/05/2019

Series 7TO - General Securities Representative Examination

BC

Issued 01/05/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Catherine Lisa Johnson-humphrey-bennett.
Not sure if Catherine Lisa Johnson-humphrey-bennett is right for you?