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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Joyce is a financial advisor at Morgan Stanley. Catherine has been a registered representative since 1986 and has been actively working in the industry for over 37 years. Catherine has worked at UBS Financial Services Inc. and Prudential Securities Incorporated before joining Morgan Stanley in 2009. Catherine has a broad range of experience in providing financial advice to individuals and institutions. Catherine offers financial planning, investment advice, and other services. Catherine also has experience in real estate and owns a property management company, 315 South Aurora LLC, located in Easton, Maryland.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
DC
02/15/2022 - Present
Morgan Stanley (Washington DC)
DC
08/29/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WASHINGTON DC)
DC
02/16/1993 - 09/15/2008
UBS FINANCIAL SERVICES INC. (WASHINGTON DC)
NY
07/23/1986 - 02/18/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 03/18/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/20/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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