Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Hurley is a financial professional with over 10 years of experience in the industry. Catherine has a Series 7, Series 63, Series 66, Series 9 and Series 10 licenses. Catherine is currently registered with Fidelity Brokerage Services LLC. Catherine is located in Westlake, Texas and works with individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
02/07/2018 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
02/25/2011 - 01/25/2017
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BOTH
Issued 02/24/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/04/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/22/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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