Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Scrivano is a financial advisor with over 35 years of experience in the industry. Catherine is registered with Cetera Investment Advisers LLC and has been with the firm since June of 2023. Previously, Catherine was with Cetera Advisor Networks LLC from January of 2013. Catherine holds the following securities licenses: Series 6, 7, 24, 51, 53, 63, 65 and 66 and holds the SIE exam certification. Catherine has a strong track record of providing financial advice to individuals, businesses, and institutions. Catherine specializes in financial planning, pension consulting, educational seminars, selection of other advisors and portfolio management for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
06/29/2023 - Present
Cetera Investment Advisers LLC (PHOENIX AZ)
NA
08/24/1987 - 02/29/1988
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION
BOTH
Issued 06/28/2002
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/06/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/17/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/28/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/11/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
BC
Issued 08/20/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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