Unclaimed
Catherine Scrivano is a financial advisor with over 35 years of experience in the industry. Catherine is registered with Cetera Investment Advisers LLC and holds various licenses, including Series 7, Series 6, Series 63, Series 65, Series 66, and Series 24. Catherine has previously worked with International Financial Services Capital Corporation. Catherine specializes in providing financial planning services, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
06/29/2023 - Present
Cetera Investment Advisers LLC (PHOENIX AZ)
NA
08/24/1987 - 02/29/1988
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION
BOTH
Issued 6/28/2002
Series 66 - Uniform Combined State Law Examination
IA
Issued 6/6/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/17/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/7/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 2/28/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 3/11/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
BC
Issued 8/20/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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