Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Newell is a financial professional with over 24 years of experience in the industry. Catherine has been registered with DFA Securities LLC since 7/24/1998 and holds the Series 7, Series 24 and SIE licenses. Catherine has a strong background in securities and is committed to providing clients with sound financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/24/1998 - Present
DFA Securities LLC (AUSTIN TX)
BC
Issued 10/09/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Catherine Newell is the right advisor for you? Invested Better is here to help.
