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Catherine Lee Hargrave

Thrivent Investment Management Inc.

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About Catherine Lee Hargrave

Catherine Hargrave is a financial advisor at Thrivent Investment Management Inc. She has been in the industry since October 2014. Catherine holds licenses in both Series 6 and Series 63 and also the Series 65. In addition to her work with Thrivent, Catherine also serves on the Board of Directors of the Boys and Girls Club of the Tri-County Area. She is also a member of the All Saints Parish Education Commission. Catherine offers financial planning services and portfolio management for individuals.

Firm Information

Catherine Hargrave is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Catherine Hargrave’s Registration & Firm History

WI

04/11/2022 - Present

Thrivent Investment Management Inc. (BERLIN WI)

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Licenses & Designations

IA

Issued 04/08/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/24/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/07/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Catherine Lee Hargrave.
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