Unclaimed
Catherine Hargrave is a financial advisor at Thrivent Investment Management Inc. She has been in the industry since October 2014. Catherine holds licenses in both Series 6 and Series 63 and also the Series 65. In addition to her work with Thrivent, Catherine also serves on the Board of Directors of the Boys and Girls Club of the Tri-County Area. She is also a member of the All Saints Parish Education Commission. Catherine offers financial planning services and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
04/11/2022 - Present
Thrivent Investment Management Inc. (BERLIN WI)
IA
Issued 04/08/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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