Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Rice is a financial professional with Vanguard Marketing Corp. located in Charlotte, NC. Catherine has been in the industry since March 22, 2024. Catherine is registered with FINRA and holds the following licenses: Series 7TO, Series 63, and SIE. Catherine is registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
03/23/2024 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 04/09/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2024
Series 7TO - General Securities Representative Examination
BC
Issued 07/10/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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