Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Zeballos is a financial advisor with over 14 years of experience in the financial industry. Catherine holds several licenses and certifications, including Series 7, Series 63, Series 24, Series 9, Series 10, Series 65, and SIE, demonstrating a broad range of financial knowledge. Catherine currently works with J.p. Morgan Securities LLC and J.p. Morgan Private Wealth Advisors LLC, offering financial advice to both individuals and businesses. Prior to joining these firms, Catherine worked with First Republic Securities Company, LLC and TD Ameritrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
05/23/2024 - Present
J.p. Morgan Securities LLC (Columbus OH)
CA
01/17/2014 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (San Francisco CA)
CA
01/05/2009 - 01/08/2014
TD AMERITRADE, INC. (SAN DIEGO CA)
IA
Issued 09/28/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/16/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/09/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/08/2017
Series 4 - Registered Options Principal Examination
BC
Issued 03/23/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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