Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Mozden is a financial advisor with J.P. Morgan Securities LLC. Catherine has been in the industry since 1997. Catherine has experience in the financial services industry, with previous experience at Salomon Smith Barney Inc. and Citigroup Securities, Inc. Catherine has a Series 63, Series 6 and Series 7 license. Catherine is registered in Illinois and South Carolina. Catherine's firm is a large firm with a wide range of investment products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
IL
07/28/2017 - Present
J.p. Morgan Securities LLC (BATAVIA IL)
NY
12/18/1998 - 10/10/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
03/17/1997 - 12/18/1998
CITICORP SECURITIES, INC. (NEW YORK NY)
BC
Issued 08/09/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/13/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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