Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Junell Nettles is an investment advisor representative with Guggenheim Investments. Catherine has been in the securities industry since 2006. Catherine has Series 7, 31 and 66 licenses. Catherine has been registered with Guggenheim Investments since 2007. Catherine is also registered with the state of Illinois as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
02/12/2025 - Present
Guggenheim Investments (NEW YORK NY)
IL
08/10/2005 - 09/08/2006
MORGAN STANLEY DW INC. (CHICAGO IL)
BOTH
Issued 09/02/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 08/09/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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