Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Oliver-allen is a registered representative with Invicta Advisors LLC. Catherine is a seasoned professional with over 30 years of experience in the financial services industry. Catherine is dedicated to providing personalized financial advice and guidance to her clients. Catherine is passionate about helping her clients achieve their financial goals. Catherine is committed to providing her clients with the highest level of service and professionalism.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
10/31/2019 - Present
Invicta Advisors LLC (Basalt CO)
PA
06/20/2013 - 11/01/2019
BRYAN FUNDING, INC. (CANONSBURG PA)
FL
07/02/2012 - 03/21/2013
MUTUAL TRUST CO. OF AMERICA SECURITIES (ST. PETERSBURG FL)
NV
11/25/2009 - 07/02/2012
GREAT CIRCLE FINANCIAL (RENO NV)
MA
02/29/2008 - 01/27/2009
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
ND
12/14/2006 - 03/11/2008
INTEGRITY FUNDS DISTRIBUTOR, INC. (MINOT ND)
CA
02/04/2005 - 12/14/2006
ING FINANCIAL PARTNERS, INC. (ALAMO CA)
OH
04/17/2002 - 04/30/2003
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
CA
01/18/2001 - 02/01/2002
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
MD
06/02/2000 - 10/30/2000
MONUMENT DISTRIBUTORS, INC. (KENSINGTON MD)
CA
05/05/1997 - 10/12/1998
KELMOORE INVESTMENT COMPANY, INC. (PALO ALTO CA)
CA
08/24/1988 - 04/22/1997
EQUITY PROGRAMS CORPORATION (SAN DIEGO CA)
NA
04/29/1987 - 10/01/1987
IRONWOOD SECURITIES, INC.
NA
07/25/1985 - 11/05/1985
INVESTORS BROKERAGE SERVICES, INC.
NA
07/06/1984 - 12/28/1984
SOUTHMARK FINANCIAL SERVICES, INC.
BC
Issued 12/22/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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