Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Mattingley is an investment advisor representative at Voya Financial Advisors, Inc. Catherine has been in the financial services industry since 1992. Catherine holds a Series 6, 7, and 66 license and is registered to provide investment advice in 19 states. In addition to her current role, Catherine is also an independent insurance agent. Catherine's specialties include financial planning, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
01/02/2018 - Present
Voya Financial Advisors, Inc. (REDLANDS CA)
CA
10/15/1993 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (REDLANDS CA)
CT
07/03/2000 - 09/22/2000
AETNA FINANCIAL SERVICES, INC. (HARTFORD CT)
CT
09/09/1997 - 02/14/1998
AETNA FINANCIAL SERVICES, INC. (HARTFORD CT)
CT
10/08/1992 - 10/15/1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
BOTH
Issued 07/22/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/06/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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