Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Seale is a financial advisor who has been in the industry since 2011. Catherine is currently registered with Key Investment Services LLC and has been with the firm since 2018. Catherine holds Series 6, Series 63, and SIE licenses. Catherine specializes in providing financial advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
01/31/2023 - Present
KEY Investment Services LLC (Cortlandt Manor NY)
NY
01/18/2018 - 02/11/2021
KEY INVESTMENT SERVICES LLC (Cortlandt Manor NY)
NY
06/03/2014 - 06/15/2016
LPL FINANCIAL LLC (MT. KISCO NY)
NY
01/14/2011 - 05/15/2012
HSBC SECURITIES (USA) INC. (HOPEWELL JUNCTION NY)
BC
Issued 01/25/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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