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Catherine J Kim

THE Huntington Investment Co.

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About Catherine J Kim

Catherine Kim is an investment advisor representative with The Huntington Investment Co., based in Columbus, OH. Catherine has been in the financial industry since 2015 and holds licenses for both securities and investment advisory. Catherine is also a registered representative with FINRA and the state of Ohio. Catherine has prior experience with J.P. Morgan Securities LLC, PNC INVESTMENTS, and NYLIFE SECURITIES LLC.

Firm Information

Catherine Kim is currently registered with THE Huntington Investment Co.. THE Huntington Investment Co. is a Corporation headquartered in COLUMBUS, OH. It is a registered investment advisor with the SEC and in 53 states. They have approximately 5196750113 in regulatory assets under management. THE Huntington Investment Co. provides financial planning, portfolio management for businesses, portfolio management for individuals, and selection of other advisors. They have a total of 32956 accounts, all of which are discretionary.
THE Huntington Investment Co.

41 S. HIGH STREET

COLUMBUS, OH 43215

$5.20B

Assets Under Management

Not reported

Total Clients

863

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Catherine Kim’s Registration & Firm History

OH

06/26/2024 - Present

THE Huntington Investment Co. (COLUMBUS OH)

OH

06/19/2019 - 03/23/2024

J.P. MORGAN SECURITIES LLC (Westerville OH)

OH

02/23/2018 - 11/01/2018

PNC INVESTMENTS (WORTHINGTON OH)

OH

10/26/2013 - 10/31/2017

NYLIFE SECURITIES LLC (DUBLIN OH)

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Licenses & Designations

BOTH

Issued 09/16/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/16/2021

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/16/2021

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/03/2015

Series 7 - General Securities Representative Examination

BC

Issued 10/25/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Catherine J Kim.
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