Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Davis is a financial advisor with over 25 years of experience in the financial services industry. Catherine has worked with Allstate Financial Services, LLC since 2003. Catherine is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63, and Series 24 licenses. Catherine is also a registered investment advisor in Colorado, California and Idaho.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/20/2003 - Present
Allstate Financial Services, LLC (Louisville CO)
NY
03/07/2001 - 06/12/2003
IFMG SECURITIES, INC. (PURCHASE NY)
IL
12/05/1997 - 04/01/1999
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NJ
07/16/1996 - 12/02/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 04/19/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Catherine Davis is the right advisor for you? Invested Better is here to help.
