Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Carlisle is a securities professional with over 5 years of experience in the financial services industry. Catherine currently works for Mizuho Securities USA LLC, and previously worked for Credit Suisse Securities (USA) LLC, Blackstone Securities Partners L.P., and Nomura Securities International, Inc. Catherine holds Series 7, Series 63, and SIE licenses. Catherine is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/19/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
03/30/2022 - 01/31/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
01/05/2022 - 03/15/2022
BLACKSTONE SECURITIES PARTNERS L.P. (NEW YORK NY)
NY
07/30/2018 - 11/04/2021
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 08/03/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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