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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Fang is a financial advisor at Morgan Stanley. Catherine has been in the industry since 2003. Catherine holds the Series 6, 7, 63, and 65 licenses and the SIE exam. Catherine has a broad range of experience, having worked with financial institutions such as CITIGROUP GLOBAL MARKETS INC. and PRINCOR FINANCIAL SERVICES CORPORATION. Catherine is registered in 27 states, including California, Texas, and New York. Catherine specializes in financial planning, pension consulting, portfolio management for individuals, businesses, and investment companies, and providing asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
04/13/2021 - Present
Morgan Stanley (Menlo Park CA)
CA
04/21/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MENLO PARK CA)
IA
12/19/2003 - 04/29/2004
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
06/06/2003 - 12/04/2003
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
Issued 11/01/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/11/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2004
Series 7 - General Securities Representative Examination
BC
Issued 06/04/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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