Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Prentice is a financial advisor with Beacon Pointe Advisors, LLC. Catherine has been in the industry since 2004 and has experience working with a variety of clients, including individuals, corporations, charities, and pooled investment vehicles. Catherine holds a Series 7, Series 55, and Series 66 license. Prior to joining Beacon Pointe Advisors, LLC, Catherine worked at Syndicated Capital, Inc., Brookstreet Securities Corporation, American Express Financial Advisors Inc., and IDS Life Insurance Company. Catherine is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
10/30/2009 - Present
Beacon Pointe Advisors, LLC (NEWPORT BEACH CA)
CA
11/02/2007 - 06/05/2008
SYNDICATED CAPITAL, INC. (DIAMOND BAR CA)
CA
01/26/2005 - 07/19/2007
BROOKSTREET SECURITIES CORPORATION (SAN JUAN CAPISTRANO CA)
MN
09/24/2004 - 10/06/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/24/2004 - 10/06/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 07/03/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/14/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/23/2004
Series 7 - General Securities Representative Examination
Active
Inactive
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