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Catherine Grace Madrigal

Fidelity Brokerage Services LLC

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About Catherine Grace Madrigal

Catherine Madrigal is a financial professional with over 20 years of experience in the industry. Catherine is currently registered with Fidelity Brokerage Services LLC in Smithfield, RI. She is also a Series 7, Series 6, Series 24, and Series 63 licensed professional. In the past, Catherine has also held positions with Fidelity Investments Institutional Services Company, Inc., MML Distributors, LLC, and VeraVest Investments, Inc.

Firm Information

Catherine Madrigal is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Catherine Madrigal’s Registration & Firm History

RI

03/13/2009 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

MA

09/24/2007 - 12/17/2007

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)

CT

01/24/2006 - 07/19/2007

MML DISTRIBUTORS, LLC (ENFIELD CT)

MA

07/21/2005 - 01/17/2006

VERAVEST INVESTMENTS, INC. (WORCESTER MA)

NY

04/16/2003 - 07/18/2005

IFMG SECURITIES, INC. (PURCHASE NY)

MA

03/28/2001 - 02/25/2003

VERAVEST INVESTMENTS, INC. (WORCESTER MA)

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Licenses & Designations

BC

Issued 06/27/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/18/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/14/2005

Series 7 - General Securities Representative Examination

BC

Issued 03/27/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Catherine Grace Madrigal.
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