Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Coleman is a financial advisor at Robert W. Baird & Co. Inc.. Catherine has been in the financial services industry since 2005 and holds Series 7, 31, and 66 securities licenses. Catherine has previously worked at Wells Fargo Clearing Services, LLC and A. G. Edwards & Sons, Inc.. Catherine is registered with FINRA and the states of Alabama, Arizona, California, Colorado, Connecticut, District of Columbia, Georgia, Louisiana, Mississippi, Missouri, North Carolina, Ohio, Oklahoma, South Carolina, Tennessee, Texas, Virginia, and Washington. Catherine specializes in providing financial planning, portfolio management, and other investment advisory services to individuals, businesses, and institutions. Catherine is also a Certified Financial Planner (CFP®).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
TX
10/05/2018 - Present
Robert W. Baird & Co. Inc. (Abilene TX)
NC
01/01/2008 - 10/10/2018
WELLS FARGO CLEARING SERVICES, LLC (ASHEVILLE NC)
TX
05/19/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ABILENE TX)
BOTH
Issued 05/27/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 05/17/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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