Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Alade is a financial professional with over 20 years of experience in the industry. Catherine is currently registered with Fidelity Brokerage Services LLC and holds Series 6, 7 and 63 licenses. Catherine has a strong background in investment company products/variable contracts, general securities and securities law. Catherine's previous experience includes positions with Transamerica Investors Securities Corporation and John Hancock Distributors LLC. Catherine holds a registration in 11 states and is currently active in Arizona, California, Florida, Hawaii, Massachusetts, Nevada, New Jersey, New York, Oklahoma, Oregon and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
04/27/2020 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
NY
01/09/2014 - 01/13/2020
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
NA
01/02/2003 - 11/25/2013
JOHN HANCOCK DISTRIBUTORS LLC (TORONTO, ONTARIO )
BC
Issued 03/07/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2013
Series 7 - General Securities Representative Examination
BC
Issued 12/21/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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