Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Franz has been in the financial services industry since March 11, 2007. Catherine currently is registered with Metlife Investors Distribution Co. and is located in Warwick, RI. Catherine holds FINRA registrations for Series 7, Series 24 and Series 99TO and has passed the SIE exam. Previously, Catherine was registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MORGAN STANLEY SMITH BARNEY and CITIGROUP GLOBAL MARKETS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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RI
11/15/2023 - Present
Metlife Investors Distribution Co. (WARWICK RI)
NJ
07/06/2012 - 08/01/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NY
06/01/2009 - 02/01/2011
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
06/24/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 09/03/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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