Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Cotter is a financial professional with over 29 years of experience in the industry. Catherine is a Registered Principal with Citigroup Global Markets Inc. and holds a wide range of licenses and certifications, including Series 3, 4, 7, 24, 25, 55, 57TO and 63 licenses. Catherine is a licensed professional in New Jersey. Catherine specializes in providing asset allocation advice, financial planning, and portfolio management services for businesses and individuals. Catherine has a deep understanding of the financial markets and a commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
07/24/2018 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
10/11/1993 - 11/03/2017
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 05/29/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2008
Series 4 - Registered Options Principal Examination
BC
Issued 10/20/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2008
Series 3 - National Commodity Futures Examination
BC
Issued 11/22/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/21/2002
Series 7 - General Securities Representative Examination
BC
Issued 01/11/2000
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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