Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Hitesman is a financial advisor with over 25 years of experience in the industry. Catherine is registered with Wells Fargo Clearing Services, LLC and has been with the firm since 2010. Previously, she was registered with Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Catherine has a wide range of experience in financial planning, portfolio management, and investment consulting. She holds licenses for Series 7, Series 31, and Series 63 and has been a member of the YMCA of Western North Carolina Endowment Committee since 2010. Catherine is dedicated to providing her clients with personalized financial advice and investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
02/27/2012 - Present
Wells Fargo Clearing Services, LLC (ASHEVILLE NC)
NC
06/01/2009 - 06/22/2010
MORGAN STANLEY SMITH BARNEY (ASHEVILLE NC)
NC
01/02/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ASHEVILLE NC)
GA
07/25/1996 - 01/02/2002
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
IA
Issued 08/06/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 07/24/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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