Unclaimed
Catherine Faye Watson is a registered representative at Northwestern Mutual Investment Services, LLC, a firm with offices in Milwaukee, Wisconsin. Catherine is licensed to sell securities in Montana and is currently active. She has passed the Series 63, Series 6TO, and SIE exams. Catherine's registration with the state of Montana began on 5/29/2024. Catherine joined Northwestern Mutual Investment Services, LLC on 2/22/2024. The firm specializes in providing investment services for individuals and banking institutions. Catherine's branch office location is in Bozeman, Montana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MT
02/22/2024 - Present
Northwestern Mutual Investment Services, LLC (BOZEMAN MT)
BC
Issued 05/24/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/08/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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