Unclaimed
Catherine Wilcox is a securities professional with experience in the financial services industry. Catherine holds the Series 7, 79TO, and SIE licenses. Catherine has been registered with the Financial Industry Regulatory Authority (FINRA) since 2018 and is currently affiliated with Blackstone Securities Partners LP. Catherine's previous employment was with Barclays Capital Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/23/2024 - Present
Blackstone Securities Partners LP (NEW YORK NY)
NY
09/13/2018 - 04/10/2024
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 08/20/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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