Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Elizabeth Turullols is a financial advisor with Citigroup Global Markets Inc. Catherine is registered in Connecticut and California. Catherine has been a registered representative since 2002 and has experience in the financial services industry since 2004. Catherine is a Series 6, 7, 3, and 63 licensed professional and has passed the SIE and Series 65 exams. Catherine also previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA INVESTMENT SERVICES, INC., COLUMBIA MANAGEMENT DISTRIBUTORS, INC., PEQUOT CAPITAL FINANCIAL SERVICES, and KENMAR SECURITIES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
08/09/2021 - Present
Citigroup Global Markets Inc. (Stamford CT)
NY
10/23/2009 - 05/17/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CT
12/15/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (STAMFORD CT)
CT
02/06/2008 - 12/31/2008
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (STAMFORD CT)
CT
06/04/2007 - 12/03/2007
PEQUOT CAPITAL FINANCIAL SERVICES (WESTPORT CT)
NY
01/11/2005 - 04/04/2007
KENMAR SECURITIES INC. (NEW YORK NY)
MA
11/06/2002 - 12/31/2004
MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)
IA
Issued 08/09/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/19/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2005
Series 3 - National Commodity Futures Examination
BC
Issued 03/17/2004
Series 7 - General Securities Representative Examination
BC
Issued 11/05/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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