Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Elizabeth Stokes is a financial professional with experience in the financial services industry. Catherine Stokes is currently registered with Nationwide Investment Services Corp. and is licensed to offer securities products and services in Arizona, Alaska, California and Hawaii. Catherine Stokes previously worked at Jefferson National Securities Corporation in Columbus, Ohio. Catherine Stokes holds the Series 6, SIE and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
01/02/2019 - Present
Nationwide Investment Services Corp. (Scottsdale AZ)
OH
11/08/2018 - 01/02/2019
JEFFERSON NATIONAL SECURITIES CORPORATION (COLUMBUS OH)
BC
Issued 11/29/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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