Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Elizabeth Ratkewicz is a registered representative with Wells Fargo Clearing Services, LLC, based in ST. LOUIS, MO. Catherine has been in the financial services industry since 2003 and has experience with a variety of firms including A. G. EDWARDS & SONS, INC. and GENWORTH FINANCIAL SECURITIES CORPORATION. Catherine is licensed to offer securities advice and products in Missouri and holds FINRA Series 6, 7, and 63 licenses. Catherine specializes in offering investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisers and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
12/20/2005 - 01/01/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IL
08/18/2005 - 12/21/2005
GENWORTH FINANCIAL SECURITIES CORPORATION (SCHAUMBURG IL)
NJ
09/26/2003 - 05/13/2005
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 09/09/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2008
Series 7 - General Securities Representative Examination
BC
Issued 09/25/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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