Unclaimed
Catherine Elizabeth Hawes is a registered representative of Fidelity Brokerage Services LLC. Catherine has been in the industry since 2023. She holds Series 7TO, Series 63 and SIE licenses and is registered in 53 states. Catherine is located at 100 New Millennium Way in Durham, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
01/11/2023 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
BC
Issued 01/25/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/11/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/18/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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