Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Elizabeth Francis is a financial advisor with over 5 years of experience in the financial services industry. Catherine has a broad range of experience, having worked at both Raymond James & Associates, Inc. and Morgan Stanley. Currently, Catherine is a registered representative with Principal Advised Services. In addition to her securities registrations, Catherine also holds a Series 66 license. She is a graduate of Brooks School and holds various board positions within the school.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
FL
06/24/2024 - Present
Principal Advised Services (NAPLES FL)
FL
08/07/2020 - 02/05/2021
RAYMOND JAMES & ASSOCIATES, INC. (NAPLES FL)
CA
06/20/2017 - 01/23/2020
MORGAN STANLEY (PALO ALTO CA)
BOTH
Issued 07/19/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/06/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Catherine Francis is the right advisor for you? Invested Better is here to help.
