Invested Better
Unclaimed

Unclaimed

Unclaimed

Catherine Elizabeth Egan

Riversource Distributors, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Catherine? Claim Your Profile

About Catherine Elizabeth Egan

Catherine Egan is a financial advisor with over 25 years of experience in the industry. Catherine is currently registered with Riversource Distributors, Inc. and has previously held positions with Amerprise Financial Services, Inc., IDS Life Insurance Company, Thrivent Investment Management Inc., and Lutheran Brotherhood Securities Corp. Catherine has a wide range of experience, including securities, investment advisory, and insurance.

Firm Information

Catherine Egan is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Catherine Egan’s Registration & Firm History

MN

09/05/2019 - Present

Riversource Distributors, Inc. (Minneapolis MN)

MN

03/17/2004 - 09/05/2019

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

03/17/2004 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

MN

07/01/2002 - 03/05/2004

THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)

MN

11/22/1994 - 07/01/2002

LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)

Not sure if Catherine Elizabeth Egan is right for you?

Licenses & Designations

BOTH

Issued 06/07/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/30/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Catherine Elizabeth Egan.
Not sure if Catherine Elizabeth Egan is right for you?