Unclaimed
Catherine Elizabeth Deluca is a financial professional with over 2 years of experience in the industry. Catherine holds Series 7TO, Series 63 and SIE licenses. Currently, Catherine is registered with Pimco Investments LLC and is licensed in California, New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/24/2022 - Present
Pimco Investments LLC (NEWPORT BEACH CA)
BC
Issued 09/22/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/09/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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