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Catherine Elizabeth Deluca

Pimco Investments LLC

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About Catherine Elizabeth Deluca

Catherine Elizabeth Deluca is a financial professional with over 2 years of experience in the industry. Catherine holds Series 7TO, Series 63 and SIE licenses. Currently, Catherine is registered with Pimco Investments LLC and is licensed in California, New York and Texas.

Firm Information

Catherine Deluca is currently registered with Pimco Investments LLC. Pimco Investments LLC is a Limited Liability Company formed in 2010. The firm is registered to provide investment advisory services in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Catherine Deluca’s Registration & Firm History

CA

05/24/2022 - Present

Pimco Investments LLC (NEWPORT BEACH CA)

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Licenses & Designations

BC

Issued 09/22/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/24/2022

Series 7TO - General Securities Representative Examination

BC

Issued 03/09/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Catherine Elizabeth Deluca.
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