Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Elizabeth Callard is a financial advisor registered with Robert W. Baird & Co. Inc. with over 10 years of experience in the financial services industry. Catherine has held previous roles with J.J.B. HILLIARD, W.L. LYONS, LLC, FIFTH THIRD SECURITIES, INC., KEY INVESTMENT SERVICES LLC and MCDONALD INVESTMENTS INC. Catherine is a licensed Series 66, Series 7, and SIE exam holder. She is currently registered as a Registered Representative and Investment Advisor Representative in multiple states, including Arizona, California, District of Columbia, Florida, Indiana, Michigan, New York, Ohio, Oklahoma, Pennsylvania, Texas, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
OH
12/05/2019 - Present
Robert W. Baird & Co. Inc. (Columbus - Grandview Heights OH)
OH
11/06/2017 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (Columbus OH)
OH
09/05/2012 - 11/13/2017
FIFTH THIRD SECURITIES, INC. (COLUMBUS OH)
OH
01/23/2009 - 11/02/2009
KEY INVESTMENT SERVICES LLC (BROOKLYN OH)
OH
05/25/2004 - 02/15/2007
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
BOTH
Issued 11/24/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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