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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Elizabeth Bradford is a financial advisor with Cetera Investment Advisers LLC. Catherine has been in the financial services industry since 1999. Catherine holds Series 7, Series 63, and Series 65 licenses. Catherine is also a Certified Financial Planner. Prior to joining Cetera Investment Advisers LLC, Catherine worked at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
11/09/2020 - Present
Cetera Investment Advisers LLC (WALNUT CREEK CA)
CA
09/24/2015 - 11/13/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (OAKLAND CA)
CA
01/29/1999 - 09/03/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
IA
Issued 4/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/27/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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