Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Elizabeth Beck is a financial advisor registered with Wells Fargo Advisors Financial Network, LLC. Catherine has been in the industry since 1989 and is licensed to provide investment advice in Florida, New Mexico, and Texas. Catherine has also held prior positions with Wells Fargo Clearing Services, LLC and Citigroup Global Markets Inc.. Catherine's current position is with Wells Fargo Advisors Financial Network, LLC in SANTA FE, NM. Catherine is licensed to provide investment advice in Florida, New Mexico and Texas. Catherine is a Series 7 and Series 63 licensed representative and holds the Series 24 General Securities Principal qualification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/04/2019 - Present
Wells Fargo Advisors Financial Network, LLC (APALACHICOLA FL)
NM
03/23/2007 - 10/07/2019
WELLS FARGO CLEARING SERVICES, LLC (SANTA FE NM)
NM
07/10/1990 - 03/29/2007
CITIGROUP GLOBAL MARKETS INC. (SANTA FE NM)
NY
10/25/1989 - 07/11/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/28/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/07/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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