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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Ivy is a financial advisor with over 29 years of experience in the industry. She is currently registered with Osaic Wealth, Inc. in Arizona and California, and has previously been registered with SAGEPOINT FINANCIAL, INC., LPL FINANCIAL LLC, ASSOCIATED SECURITIES CORP., AMERICAN EXPRESS FINANCIAL ADVISORS INC., IDS LIFE INSURANCE COMPANY, and MERCER ALLIED COMPANY, L.P.. Catherine Ivy holds Series 63 and Series 65 licenses, and is a Series 24 Principal. Catherine Ivy has a strong background in financial planning, portfolio management, and pension consulting. Catherine Ivy is also the president of the Ben & Catherine Ivy Foundation, a nonprofit corporation dedicated to brain cancer research.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
09/01/2023 - Present
Osaic Wealth, Inc. (PHOENIX AZ)
AZ
06/03/2019 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (PHOENIX AZ)
AZ
09/08/2009 - 06/19/2019
LPL FINANCIAL LLC (PHOENIX AZ)
CA
10/09/1998 - 09/08/2009
ASSOCIATED SECURITIES CORP. (PALO ALTO CA)
MN
02/12/1997 - 10/19/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/12/1997 - 10/19/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
03/14/1995 - 01/29/1997
MERCER ALLIED COMPANY, L.P. (COHOES NY)
MA
06/07/1994 - 02/08/1995
ASSOCIATED SECURITIES CORP. (BOSTON MA)
IA
Issued 06/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/10/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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