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Catherine Diaz matassov

Velocity Clearing, LLC

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About Catherine Diaz matassov

Catherine Diaz Matassov is a registered representative with Velocity Clearing, LLC, a firm based in New York, NY. Catherine has been in the financial services industry since 2004, working with a variety of firms including J.P. Morgan Securities LLC and Morgan Stanley & Co., Incorporated. Catherine holds the Series 7, Series 63, Series 99TO and SIE licenses. She is licensed in New York and has been with Velocity Clearing, LLC since March 2023.

Firm Information

Catherine Diaz matassov is currently registered with Velocity Clearing, LLC. Velocity Clearing, LLC is a Limited Liability Company formed in June 2010 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is registered with the SEC and has been involved in 4 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

87

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Catherine Diaz matassov’s Registration & Firm History

NY

03/06/2023 - Present

Velocity Clearing, LLC (New York NY)

NY

08/12/2022 - 12/09/2022

CLEAR STREET LLC (NEW YORK NY)

NY

09/29/2011 - 06/25/2022

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NJ

05/03/2011 - 09/12/2011

PERSHING LLC (JERSEY CITY NJ)

NY

06/18/2001 - 03/27/2008

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/26/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/16/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Catherine Diaz matassov.
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