Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Burgess is a financial advisor with over 25 years of experience in the industry. Catherine has worked with Morgan Stanley and MBSC Securities Corporation, but is currently registered with Wells Fargo Clearing Services, LLC. Catherine has a wide range of experience in the financial services industry, including investment consulting services to institutional clients, financial planning, pension consulting, portfolio management for businesses, and portfolio management for individuals. Catherine is also a Certified Financial Planner. Catherine is registered to provide investment advice in 21 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
12/14/2015 - Present
Wells Fargo Clearing Services, LLC (BOSTON MA)
MA
02/03/2010 - 12/16/2015
MORGAN STANLEY (BOSTON MA)
NY
11/06/2006 - 06/23/2009
MBSC SECURITIES CORPORATION (NEW YORK NY)
MA
11/11/1997 - 11/01/2006
EVERGREEN INVESTMENT SERVICES, INC. (BOSTON MA)
RI
09/22/1995 - 10/16/1997
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 02/01/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 09/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Catherine Burgess is the right advisor for you? Invested Better is here to help.
