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Catherine Cronin Mazzeo

Nylife Securities LLC

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About Catherine Cronin Mazzeo

Catherine Cronin Mazzeo is a financial advisor with Nylife Securities LLC in Waltham, MA. Catherine has been in the industry for over 10 years and holds several industry licenses, including Series 6, 6TO, and SIE. Catherine is registered to sell securities in Massachusetts and New Hampshire.

Firm Information

Catherine Mazzeo is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Catherine Mazzeo’s Registration & Firm History

MA

09/10/2021 - Present

Nylife Securities LLC (WALTHAM MA)

MA

01/16/2012 - 03/10/2014

NYLIFE SECURITIES LLC (WALTHAM MA)

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Licenses & Designations

BC

Issued 12/20/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/10/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/23/2021

SIE - Securities Industry Essentials Examination

BC

Issued 01/13/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Catherine Cronin Mazzeo.
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