Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Combs Amacher is a financial professional with over 20 years of experience in the industry. Catherine is currently registered with ETC Brokerage Services, LLC. Catherine has been active in the financial services industry since March 6, 2003, holding various positions at firms such as Hightower Securities, LLC, National Financial Services LLC, Fidelity Brokerage Services LLC, and Charles Schwab & Co., Inc.. Catherine has held licenses for Series 6, 7, 9, 10, 24, 63, 65, and 66 exams. Catherine is currently registered in Colorado, Florida, Ohio, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
01/14/2024 - Present
ETC Brokerage Services, LLC (Dallas TX)
IL
03/27/2019 - 05/18/2023
HIGHTOWER SECURITIES, LLC (CHICAGO IL)
TX
08/22/2014 - 03/08/2019
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
TX
08/13/2014 - 03/08/2019
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
05/20/2008 - 07/18/2014
CHARLES SCHWAB & CO., INC. (PLANO TX)
TX
02/10/1999 - 02/01/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 06/21/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2018
Series 24 - General Securities Principal Examination
BC
Issued 03/21/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/10/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/30/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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